Skip to main content

Freedom of information disclosure log

Information released under the Freedom of Information Act

 

APRA is required by s 11C of the Freedom of Information Act 1982 to publish a disclosure log on its website from 1 May 2011. The disclosure log lists information that has been released in response to a Freedom of Information (FOI) access request.

The disclosure log requirement does not apply to:

  • personal information about any person if publication of that information would be 'unreasonable';
  • information about the business, commercial, financial or professional affairs of any person if publication of that information would be 'unreasonable';
  • other information covered by a determination made by the Australian Information Commissioner if publication of that information would be 'unreasonable'; and
  • any information if it is not reasonably practicable to publish the information because of the extent of modifications that would need to be made to delete the information listed in the above dot points.

The information described in this disclosure log has been released by APRA under the Freedom of Information Act 1982 and is available for public access. The link provided will generally be to the current version of the document.

Information published in response to FOI requests received by APRA from March 2022 is available for direct download from the disclosure log. Documents available for direct download may be removed after two years. If you wish to access any information noted in the disclosure log which is not available for direct download, please email: foi@apra.gov.au

Or write to:

      FOI Contact Officer
      Australian Prudential Regulation Authority
      GPO Box 9836
      Sydney NSW 2001

A charge may be imposed to reimburse APRA for the cost incurred in copying or reproducing the information or sending it to you. You will be notified if any charge is payable and required to pay the charge before the information is provided.

Documents are made available for download in PDF format. If you are unable to access this format, please email us at foi@apra.gov.au and we will try to provide the document in an alternate format (for example, in Word or large-print hard copy) in a timely manner and at the lowest reasonable cost to you.

2024

Disclosure log no.

Date information listed in disclosure log

Summary of FOI request received by APRA

Information published in the disclosure log

2024/2March 2024Information relating to APRA’s Sydney 2023 End of Year Celebration including the date, number of guests, food and drink menu, final invoice and email correspondence between APRA and the venue.

3 fully released documents and 3 partially released documents.

2024/1February 2024

Any email or other communication directed at all staff or all SES (or equivalent) staff about either the Royal Commission on the Robo-debt Scheme (the Royal Commission) or the government’s response;

Any brief, paper or submission prepared for Senate estimates in October 2023 or to the agency’s executives regarding the agency’s response to the Royal Commission or the government’s response; and

Any document relating to changing training to incorporate information about the Royal Commission or the government’s response.

The following are excluded from the request:

Any document that solely deals with adverse findings regarding individuals members of staff of that agency.
For the period of 1 July to 31 December 2023.

1 fully released document:

2023

Disclosure log no.

Date information listed in disclosure log

Summary of FOI request received by APRA

Information published in the disclosure log

2023/19December 2023Any documents or schedule of documents relating to any investigation, inquiry, enquiry, notice, notification or similar, into matters relating to the departure from IAG (Insurance Australia Group Limited and subsidiaries) in December 2023, of its general counsel, Peter Horton. The time period for this search request is from August 30, 2023, until December 14 2023.

1 fully released document:

2023/18December 2023Summary of the travel itinerary and expenses of the APRA executive board (John Lonsdale, Margaret Cole, Therese McCarthy Hockey, and Suzanne Smith) for this year to date (January 1, 2023 to November 2, 2023).

4 fully released documents:

2023/17December 2023The document of the amount of money collected annually from APRA-regulated superannuation account holders for the required Part 23 of the SIS Act Levy. The period of the request is 2008 to 2018.

1 partially released document.

2023/16November 2023Information showing what investigation was conducted regarding CBUS Super and their Income Stream Tax Refund. 

1 publicly available document released. 

2023/15November 2023Any reviews, summaries or hot briefs relating to oversight by general insurers of insurance agencies for the period from 15 January 2021 to 1 June 2022.  Not including any identifying information about any specific GI or agency. 

2 redacted documents released following an internal review:

2023/14November 2023

Emails sent between 1 March 2023 and 11 August 2023 regarding certain APRA regulated superannuation entities that:

  1. relate to APRA's monitoring work of the valuations of unlisted assets of the relevant superannuation funds, and are sent to or from the APRA Executive Board, the Executive Director of Superannuation and General Managers of Branches 1, 2 and 3; or
  2. were sent by APRA to any of the specified superannuation funds about the funds' valuations of unlisted assets.

3 fully released documents and 12 partially released documents:

2023/12September 2023All correspondence between APRA and Andrew Garrett in the period of September 2022 through to July 26 2023. 
2023/11August 2023
  1. Any document that formally rescinded the intention of APRA to introduce an external audit requirement alongside the introduction of the LCR (Liquidity Coverage Ratio) and which could be used to by APRA to demonstrate that the failure to introduce the audit requirement, through APS 310, was anything other than an oversight/mistake by APRA.
  2. Any document that describe how the introduction of the ARS 210.0 audit requirement came to be included within the unrelated consultation on EFS. 
  3. Any documents that discuss media ‘strategies’ as to how these changes should be publicly announced.
2023/10August 2023Copies of all personal records relating to my disqualification from holding a responsible person role in APRA regulated entities. 

Two partially released documents.

List of Show Cause Notice recipients - not disclosed on disclosure log as document contains the personal information of the FOI Applicant

2023/09August 2023Analysis prepared by APRA relating to the risks of unlisted infrastructure assets being held by superannuation funds from 1 January 2022.

Six partially released documents:

2023/08June 2023Aggregate data for all ADIs received by APRA as part of ARS910.

One partially released excel document:

2023/07June 2023

Any memorandums or briefings to the APRA Executive Group or Chief of Staff about the RBA Review in the fortnight following receipt of the final RBA Review.

Two partially released documents:

2023/06June 2023Documents relating to APRA modelling of what 'sufficient scale' means for superannuation RSE's / Trustees.

Full access to the following documents and pages:

Speeches from APRA Member Margaret Cole:

2023/05May 2023Internal review of APRA's decision relating to disclosure log number 2023/03.

Four fully released documents:

2023/04May 2023Data being collected by APRA from Australian life insurers on the historic premium increases, by year, that have been applied to retail life insurance policies.       

One excel document:

2023/03April 2023

All correspondence or communications between then APRA chair Wayne Byres and/or his office with either:

  1. Then Treasurer Josh Frydenberg and/or his office; or
  2. Treasury

during the period May 18, 2019 to May 31 2019 inclusive including, but not limited to, emails, text messages, letters, facsimiles, online chats, phone records, meeting notes or appointment records.

Wayne Byres’ meeting diary/calendar for the period May 18 to May 31 2019 inclusive.

Four fully released documents:

2023/02February 2023
  • A numbered summary of all entities (not individually named) and their industry group that have completed the CPS-234 Tripartite Assessment
  • Percentage of the above entities that are compliant per industry group with CPS-234.

One fully released document:

2023/01January 2023Documents within APRA during the period from 11 May 2021 to 19 October 2022 pertaining to branch classification errors in the ADIPOP data published by APRA.

One fully released document:

 

2022

 

Disclosure log no.

Date information listed in disclosure log

Summary of FOI request received by APRA

Information published in the disclosure log

2022/813 October 2022Documents within APRA between 15 August 2020 until 1 Dec 2020 in relation to a complaint involving insurance company QBE Limited and its subsidiaries and its former chief executive officer Patrick Regan, and/or the circumstances of his departure.

One fully released document:

2022/74 October 2022APRA materials relating to Reporting Standard SRS 700.0 Product dashboard (SRS 700.0), which includes the form SRF 700.0 Product dashboard (SRF 700.0). Specifically, details or documents in relation to how the balance of $50,000 was determined for the ‘Representative Member’.

Two fully released documents:

One partially released document:

2022/616 September 2022Any documents or correspondence relating to the approval of the CBA acquisition of Bankwest.

One fully released document:

2022/516 September 2022
  • Total number of active life insurance policies by quarter since January 2017 until latest statistical release.
  • Total number of members holding an active life insurance policy by quarter since January 2017 until latest statistical release.
  • Total number of death benefits paid out (number and $) by quarter since January 2017 until latest statistical release.
  • If the reason for death can be broken down by ICD code then a breakdown of the deaths paid out by ICD code by quarter since January 2017 until latest statistical release.

One partially released document:

2022/47 September 2022Request for a copy of a printout page from the catalogue for the "Law Library" of APRA that would confirm if APRA has a copy of either the 1st or 2nd Edition of "Thomas on Powers" by Geraint Thomas (Oxford University Press).

One fully released document:

2022/35 September 2022
  1. Request for documents that would identify on how many occasions APRA has used its powers pursuant to Part 17 of the Superannuation ·Industry (Supervision) Act 1993 to:
    • {I) Temporarily suspend a trustee of a Regulated Superannuation Fund; and
    • {ii) Permanently replace a trustee of a Regulated Superannuation Fund with another trustee.
  2. A copy of APRA's submission to the Parliamentary Joint Committee on Corporations and Financial Services' Inquiry into the collapse of Trio Capital'.

Sixteen fully released documents:

2022/28 August 2022PowerPoint slides, notes and any materials relating to the APRA graduate program's orientation sessions given to new staff from the beginning of this year's graduate program to date.

Twenty one documents (two fully released documents and nineteen partially released documents):

2022/127 July 2022Request for the APRA red book presented to the Albanese Labor Government.

One partially released document:

2021

Disclosure log no.

Date information listed in disclosure log

Summary of FOI request received by APRA

Information published in the disclosure log

2021/1524 June 2022Request for correspondence between APRA and ISH and trustees regarding the review of payments from APRA-regulated superannuation trustees to trade union organisations and political parties

Four documents:

  • Summary of detailed receipts paid by superannuation entities
  • 3 x Detailed receipts downloaded from the AEC transparency register website on 4 April

2021/149 June 2022

Request for documents regarding the current and historical foreign ownership of:

  • Australia’s insurance industry overall
  • Australia’s life insurance industry
  • Australia’s home and contents insurance industry
  • Australia’s general insurance industry 

Two documents:

2021/1326 May 2022Request for a Trust Deed dated 6 May 1958 varying regulations of Elder Smith & Co. Limited, The Provident Fund.  
2021/1216 March 2022Request for documents relating to exemptions or waivers under any legislation that APRA has powers, authority or manages relating to schemes managed by Commonwealth Superannuation Corporation.

Four (4) publicly available documents released in full:

2021/115 January 2022Request for documents relating to the revisions of MySuper statistics from May to August 2021.Seven documents
2021/105 January 2022Request for a copy of APRA Chair Wayne Byres’ calendar from June to October 2021.One document
2021/095 January 2022Request for documents outlining APRA’s presentation at the Australian Business Growth Fund Roundtable on 6 December 2018.Two documents
2021/085 January 2022Request for the correspondence sent to retail superannuation trustees in September 2021 requesting information on their dividend payment policies.One document
2021/075 January 2022Request for APRA Chair Wayne Byres’ correspondence with the Reserve Bank of Australia in relation to macroprudential lending controls from September to October 2021.Two documents
2021/0614 September 2021Request for ARF 742.0A industry-level data from 2011-2021. One document
2021/0514 September 2021Request for the draft letter on Capital Treatment of Investments in the Australian Business Growth Fund that was provided to Treasury on 28 October 2019.One document
2021/041 September 2021Request for the submissions to APRA’s consultation on the draft Prudential Practice Guide CPG 229 on Climate Change Financial Risks.Four documents
2021/0313 August 2021Request for the correspondence to ADIs referred to by John Lonsdale in his speech to the Customer Owned Banking Association 2021 CEO & Directors Forum.One document
2021/0213 August 2021Request for the unexecuted Foster’s Group Superannuation Fund Amending Deed.One document
2021/0113 August 2021Request for the executed Foster’s Group Superannuation Fund Amending Deed.One document

 2020

 

Disclosure log no.

Date information listed in disclosure log

Summary of FOI request received by APRA

Information published in the disclosure log

2020/0111 March 2020APRA’s response to the Financial Reporting Council Chair’s request for views on audit quality. One document
2020/0211 March 2020Request for Statistics for Income Protection Insurance.One document
2020/0311 March 2020Request for documents relating to Banking Day.Twenty eight emails
2020/042 July 2020Request for documents relating to analysis provided in Geoff Summerhayes’ speech on PHI sustainability.One document
2020/052 July 2020Request for documents relating to Geoff Summerhayes’ speech on PHI sustainability.Four document
2020/0628 January 2021Request for the definition of a ‘financial’ fraud that APRA relies on.Two documents
2020/0728 January 2021Request for the letter to registrable superannuation entity licensees: COVID-19 pandemic data collection request.One document
2020/0828 January 2021Request for APRA labour hire data.One document
2020/0928 January 2021Request for position titles of APRA contractors.One document
2020/1028 January 2021Request for APSS RSE.One document
2020/1128 January 2021Request for IOOF RSE.One document
2020/1228 January 2021Request for IOOF conditions.One document
2020/1328 January 2021Request for statistical publication.One document
2020/1428 January 2021Request for Lloyds Trust Deeds.Two documents
2020/1528 January 2021Request for source document of the Annual Fund Level Super Statistics 30 June 2019.One document
2020/1628 January 2021Request for PHI reports.Two documents
2020/1728 January 2021Request for APRA materials relating to June 2020 PHI statistics.Two documents
2020/18 Request for documents detailing APRA's calculation formula for SRI and PAIRS ratings.

Two publicly available documents:

2020/1918 June 2021Request for the date of APRA’s first Fraud Risk Assessment and Compliance Framework Audit for 2016-2019.One document
2020/2018 June 2021Request for SRF 533.0 Asset Allocation data.Two documents

 2019

 

Disclosure log no.

Date information listed in disclosure log

Summary of FOI request received by APRA

Information published in the disclosure log

2019/011 July 2019Expense figures related to external legal work for the financial services royal commission

One document:

  • APRA's External Legal Expenditure on the Royal Commission into Misconduct in the Banking Superannuation and Financial Services Industry
2019/021 July 2019Any document that sets out the Terms of Reference for APRA's Capability Review or otherwise might limit the scope of inquiry by the panel members.

One publicly available document:

2019/031 July 2019A copy of APRA's Enforcement Strategy Review

One publicly available document:

2019/046 August 2019Hospitality and gift declarations by APRA staff in financial years 2017-18 and 2018-19. 
2019/054 October 2019Travel, accommodation and catering expenses for APRA in FY 2016-17, 2017-18 and 2018-19. 

Two documents:

2019/0618 October 2019Material relating to Australian preparations for the UK leaving the EU, created since April 2019.

Three emails and one executive minute with personal information redacted.

The consultation letter on amendments to margin requirements and corresponding response to submissions can be found at the link below:

Consultations on Margining and risk mitigation for non-centrally cleared derivatives

2019/0712 November 2019Emails sent from or received by APRA’s General Counsel containing the phrases ‘Lucinda McCann’, ‘Brian Salter’, or ‘Salter’, ‘Citibank’, ‘Citigroup’, or ‘Citi’. Four emails with exempt information redacted.  
2019/0812 November 2019Documents prepared by APRA relating to proceedings involving Charles Anthony Quinn.

One document 

  • ISC Minute Paper with exempt information redacted. 
2019/0912 November 2019Invoices for the legal expenses regarding the IOOF proceedings.Eleven documents containing relevant figures. 

 

2018

 

Disclosure log no.

Date information listed in disclosure log

Summary of FOI request received by APRA

Information published in the disclosure log

2018/0117 January 2018Founding Trust Deed of The NSW Bookmakers Super Fund and copies of all amending Deeds executed up until the time of registration.

Eight documents, consisting of:

  • Founding Deed of NSW Bookmakers Super Fund (1974)
  • Deed of replacement of Trustee
  • Governing Rules
  • Various Deeds of Amendment from 1994 to 2006.
2018/0223 April 2018A copy of the covering letter lodged with APRA for Fund Registration for the NSW Bookmakers' Super Fund; and any additional letters related to the registration of that fund.

One document:

  • Covering Letter lodged with APRA for Fund Registration for the NSW Bookmakers’ Super Fund.
2018/0323 April 2018In respect of transfer by Bankstown City Credit Union (BCCU) to Maritime Mining & Power Credit Union (MMPCU): first joint letter, second letter, third joint letter, documents relating to APRA's consideration and approval of the proposed transfer (excluding internal APRA emails).

Three publicly available documents:

2018/0423 April 2018Request for documents that self-managed superannuation fund (SMSF) trustees failed to read, which would have informed them that SMSFs do not have the same protections as APRA regulated superannuation funds.

Publicly available documents:

2018/0518 October 2018A copy of the Trust Deed of the MLC Super Fund lodged with APRA and a copy of the decision of APRA to register this fund in 2016.

Two documents:

  • Trust Deed of MLC Super Fund dated 9 May 2016
  • Decision of APRA to Grant Fund Registration to MLC Super Fund dated 8 June 2016
2018/0618 October 2018A copy of the founding Trust Deed of the National Australia Bank Group Superannuation Fund A and a copy of the decision of APRA to grant fund registration.

One document:

  • Decision of APRA to grant fund registration to NAB Group Superannuation Fund A dated 28 April 2006.
2018/075 November 2018Emails sent or received by members of the APRA Executive Team containing the phrases “behind closed doors” or “behind closed door” from 1 March 2018 to 21 August 2018 (inclusive).Six emails containing news articles and media summaries.
2018/0819 November 2018A copy of the consolidated Trust Deed at the time of fund registration of the National Australia Bank Group Superannuation Fund A.

One document:

  • Trust Deed of National Australia Bank Group Superannuation Fund A dated 1 July 2005
2018/0919 November 2018A copy of the founding Trust Deed of the Suncorp Master Trust and a copy of the decision letter advising that APRA had granted fund registration.

One document:

  • Decision of APRA to grant Fund Registration to Suncorp Master Trust dated 15 June 2006
2018/1013 December 2018Documents outlining the scope of the enforcement review being carried out by John Lonsdale.

One publicly available document:

2017

 

Disclosure log no.

Date information listed in disclosure log

Summary of FOI request received by APRA

Information published in the disclosure log

2017/0120 April 2017Letter sent by APRA to Corporate Combined Superannuation Pty Ltd confirming registration of a superannuation fund.Letter sent by APRA to Corporate Combined Superannuation Pty Ltd dated 20 April 2006

 

Previous years 2011-16

Disclosure log no.

Date information listed in disclosure log

Summary of FOI request received by APRA

Information published in the disclosure log

2011/0131 May 2011Letters from beneficiaries to APRA in relation to the AXA Staff Superannuation Plan (the Fund) and the enforceable undertaking entered into by the trustee of the Fund dated 30 May 2005.Modified versions of letters from beneficiaries to APRA (with identity and all other personal information omitted) in relation to the Fund and the enforceable undertaking entered into by the trustee of the Fund dated 30 May 2005.
2011/0221 October 2011Documents that report the total amount held by superannuation trusts in Australia each year from 2001 to present.

Six publicly available statistical publications consisting of:

a) APRA's Annual Superannuation Bulletin for the years 2007, 2008, 2009 and 2010;

b) APRA's March 2011 Quarterly Superannuation Performance publication; and

c) APRA's Insight publication - celebrating 10 years of superannuation data collection 1996 - 2006.

2011/0328 October 2011

Guidelines or policy documents that APRA officers use to assess:

a) whether an applicant for an RSE licence should be granted an RSE licence; and

b) when or under what conditions a previously issued RSE licence should be suspended or revoked; and

procedural documents that cover the steps to be taken when suspending or revoking an RSE licence.

Four documents, three of which are publicly available:

a) Licensing and registering a superannuation entity - Explanatory guide on licensing and registration;

b) Licensing and registering a superannuation entity - Licence application;

; and

d) RSE licence cancellation procedure.

2011/0428 October 2011Documents which disclose figures relating to early release of superannuation benefits.

Three publicly available documents:

a) Early release of superannuation benefits - Summary details for 2003/4 to 2010/11 years;

b) Early release of superannuation benefits - Specific details for 2003/4 to 2011/12 (to date) years; and

c) Extract of 2009/10 APRA Annual Report.

2011/054 November 2011

Guidelines or policy documents relating to:

a) when APRA officers should refer complaints concerning financial services or regulated superannuation funds to ASIC; and

b) when APRA officers should refer matters to ASIC during an investigation.

A modified version of the Joint Protocol for Co-Operation between APRA and ASIC pursuant to the Memorandum of Understanding of 18 May 2010 dated 16 March 2011.
2011/062 December 2011Internal review of APRA's decision relating to disclosure log number 2011/5.

and

The Joint Protocol for Co-Operation between APRA and ASIC pursuant to the Memorandum of Understanding of 18 May 2010 dated 16 March 2011.

2011/072 December 2011The Memorandum of Understanding between APRA and ASIC dated 18 May 2010 and the Joint Protocol arrangement of June 2010.

and

The Joint Protocol for Co-Operation between APRA and ASIC pursuant to the Memorandum of Understanding of 18 May 2010 dated June 2010.

2011/0816 December 2011Guidance notes, guidelines, procedure manual or similar documents that have been issued by APRA to trustees of regulated employer-sponsored superannuation trusts which relate to the requirements in s 58 of the Superannuation Industry (Supervision) Act 1993 and r 4.03 of the Superannuation Industry (Supervision) Regulations 1994.

The following documents were released in full:

a) Superannuation Circulars II.D.1; III.A.2; III.A.3;

b) Superannuation FAQ 13.1;

c) Draft SPG 521; and

d) SPG 200.

2011/0916 December 2011Correspondence between the Parliamentary Joint Committee on Corporations and Financial Services and APRA between 1 January 2011 and 1 November 2011.Correspondence between the Parliamentary Joint Committee on Corporations and Financial Services and APRA between 1 January 2011 and 1 November 2011 (edited under section 22 of the Freedom of Information Act 1982 for relevance).
2011/10 16 December 2011

Correspondence between officers of ASIC and officers of APRA in relation to the Applicant’s previous FOI request of 26 September 2011.

Copies of a redacted version of the ‘Joint Protocol for the Co-operation between APRA and ASIC pursuant to the Memorandum of Understanding of 18 May 2010, or any document that describes how to redact the Joint Protocol.

Seven emails between APRA and ASIC officers relating to the Applicant’s FOI request of 26 September 2011.
2011/1130 December 2011Request for certain correspondence and notes relating to an earlier FOI request.Internal APRA emails, memo and file note, and correspondence between APRA and CCSL Limited regarding an earlier FOI request.
2012/0127 January 2012

Documents which relate to the assignment or transfer of the pre -1 July 1981 liabilities of AFG Insurances Limited, such as:

(i) any agreement or Deed by which such liabilities were assigned (e.g., to National Insurance Company of New Zealand Limited, or any other entity); and/or

(ii) any approvals, notices issued by APRA in that regard.

A newspaper article and insurance record publication detailing AFG Insurances Limited’s sale of its general portfolio to the National Insurance Company of New Zealand Ltd.
2012/0226 March 2012Request for copies of certain documents relating to an earlier FOI request by the Applicant.Two file notes, two memoranda and two emails with personal information of the Applicant omitted.
2012/034 April 2012Request for copies of certain documents relating to an earlier FOI request by the Applicant.A file note and a memorandum with personal information of the Applicant omitted.
2012/0427 April 2012Request for copies of certain documents relating to an earlier FOI request by the Applicant.A file note and a memorandum with personal information of the Applicant omitted.
2012/0527 April 2012Request for copies of certain documents relating to an earlier FOI request by the Applicant.A file note and a memorandum with personal information of the Applicant omitted.
2012/0627 April 2012Request for copies of certain documents relating to an earlier FOI request by the Applicant.A file note and two memoranda with personal information of the Applicant omitted.
2012/0730 May 2012Documents which relate to investments in superannuation administration companies by superannuation funds.Superannuation Circulars II.D.1; II.D.5 and III.A.4.
2012/081 June 2012Request for documents including details of, and the timeframe for, the implementation of Stronger Super reforms.

Two publicly available documents:

a) The Superannuation Legislation Amendment (Trustee Obligations and Prudential Standards) Bill 2012 pdf; and

b) Explanatory Memorandum - The Superannuation Legislation Amendment (Trustee Obligations and Prudential Standards) Bill 2012 pdf.

2012/0929 August 2012The audited accounts and auditor's report of AustralianSuper for the year ended 30 June 2011.

Two publicly available documents consisting of:

a) The audited accounts of AustralianSuper for the year ended 30 June 2011.

b) The auditor's report for AustralianSuper for the year ended 30 June 2011.

2012/1013 November 2012Documents and instructions relating to the registration of an APRA regulated superannuation fund in 1995.Superannuation Circular No. III.A.1 - Notification to the Commissioner to become a regulated superannuation fund under the Superannuation Industry (Supervision) Act 1993. Published in April 1994 by the Insurance and Superannuation Commission.
2012/117 December 2012Documents and instructions relating to the Professional Pensions Pooled Superannuation Trust's (PST) election to become a regulated superannuation fund in 1995.
  1. Blank election form to become a regulated superannuation fund with instructions published by the Insurance and Superannuation Commission.
  2. Provision of prescribed information under theSuperannuation Industry (Supervision) Act 1993completed by the CPP Superannuation Investment Pool dated 9 October 1995.
2012/1219 December 2012Documents relating to an earlier FOI request by the Applicant.Internal email correspondence and memorandum with exempt material and personal information of the Applicant omitted.
2013/0128 February 2013Documents relating to successor fund transfers.

Three publicly available documents:

 

2013/02April 2013Document relating to successor fund transfers.

 

2013/037 June 2013Documents relating to APRA's investigation of a complaint.

Two publicly available documents:

a) NRMA Product Disclosure Statement and advertising material;

b) Printout from NRMA website (product terms and conditions).

2013/0425 October 2013Documents relating to Standing Offer Notice- SON108334, concerning the supply of relocation services to APRA.Deed of Standing Offer, documents containing information about the arrangement and services procured by APRA in relation to this standing offer, internal APRA emails and email correspondence between APRA and Crown Relocations.
2014/0117 January 2014Founding Deeds and Deeds of Variation of the AusBev Superannuation Fund.Deed of Variation between Elders IXL Limited and Elders Superannuation LTD dated 26 August 1986.
2014/0217 January 2014Deed of Variation of the AusBev Superannuation Fund, signed by Mr Ken Jarrett dated 26 August 1986.Deed of Variation between Elders IXL Limited and Elders Superannuation LTD dated 26 August 1986.
2014/0319 September 2014Document relating to APRA's risk assessment process.

explanatory document.

2014/0419 September 2014Part 23 of the SIS Act prior to September 2009.Part 23 of the Superannuation Industry (Supervision) Act 1993 Superseded (effective date 1 July 2009).
2014/0519 September 2014Document relating to APRA's view of sound investment risk management practice.

Prudential Practice Guide 

 

2014/0619 September 2014Documents relating to APRA's risk based supervision process.

Two publicly available documents:

 

2014/0719 September 2014Section 56 of the APRA Act 1998.Section 56 of the Australian Prudential Regulation Authority Act 1998.
2015/011 December 2015Request for documents about APRA's prudential reviews of Trio.

One publicly available document:

2016/019 May 2016Operations of Private Health Insurers Report 2014-2015.

One publicly available document:

The Operations of Private Health Insurers Annual Report - 2014/15

2016/0210 May 2016Request for APRA's schedule of public examinations conducted by PPB Advisory in relation to Trio.

Two documents available:

 

2016/0328 July 2016Request for a letter sent to the providers of life insurance products in respect of claims handling procedures.

One publicly available document:

 

2016/0425 November 2016Request for the current FOI Delegations

 

 

Make a  Freedom of Information request

All Freedom of Information requests must be made in writing, specifically stating that the request is an application under the Freedom of Information Act 1982. To help us process your request please include:

  • information about the document(s) you want to see; and
  • a return address.

If you ask a third party to make a Freedom of Information request on your behalf, you must provide a specific, written authority to send copies of documents, care of that person, or to allow that person to inspect copies of documents that contain information about you.

Send all requests to:

Freedom of Information Coordinator
Australian Prudential Regulation Authority
GPO Box 9836
Sydney NSW 2001

or email foi@apra.gov.au

If you need help with your Freedom of Information request, please contact +61 2 9210 3000 or email foi@apra.gov.au