governance
Financial Accountability Regime: ADI accountability statement guidance and template
… resides; align with the actual practices and governance arrangements of the enhanced ADI. As such, the … including, but not limited to, internal and external governance documents; and when considered collectively, … board oversight of financial reporting, corporate governance and continuous disclosure Business activities of …
APRA Executive Board Member Suzanne Smith – Speech to the Members Health Directors’ Professional Development Program
… we have been underwhelmed by the apparent state of risk governance maturity found in those reviews, compared to … explore with you this year as we increase our focus on governance. We are also finalising a discussion paper that proposes changes to our core governance prudential standards across all APRA-regulated …
Cyber security stocktake exposes gaps
… weaknesses to APRA, and would benefit from: having clear governance processes for escalating incidents and control weaknesses to relevant governance bodies and notify APRA in a timely manner; and … to address shortfalls in their cyber security controls and governance policies. APRA will continue to work with those …
APRA Executive Board Member Suzanne Smith - Speech to the Insurance Council of Australia Annual Conference
… material service providers that should have commensurate governance in place. Although claims handling and customer …
APRA Executive Director, Superannuation Division, Suzanne Smith - Speech to the ASFA Spotlight on Risk & Compliance event
… years, APRA has stepped up its focus on transforming governance, culture, remuneration and accountability across … sector also has more work to do. Building on the risk governance self-assessments of 2018/19 and the recent … Communication and escalation Risk capabilities Risk governance and controls Responsibility and accountability …
Enabling legislation
… Prudential Regulation Authority Regulations 2018 Public Governance, Performance and Accountability Act 2013 Corporate …
APRA update on implementation of Royal Commission recommendations
… and specific deterrence in appropriate cases, and APRA’s governance and other arrangements in relation to enforcement …
APRA seeks further improvements from superannuation licensees to manage conflicts of interest
… out in conjunction with the thematic review of board governance, which was released last week. APRA's letter to …
APRA launches review of capital requirements for private health insurers
… this year, while Phase Two, aimed at lifting standards of governance and decision-making, was finalised in September …
Letters, notes and advice for life insurers and friendly societies 2010-2014
… to submissions on consolidating prudential standards: Governance, Fit and Proper, outsourcing and business …