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Enforceable undertakings register

This register lists all enforceable undertakings APRA has accepted from individuals or entities since 1 January 2005.

The table below uses the following abbreviations for legislation:

Individuals

Name

Section & Act

APRA Acceptance Date

Expiry Date

Enforceable Undertakings (EU)

Variations

Media Releases

Anderson, Cameron Patrick

s. 262A SIS Act

4 July 2013

3 July 2025

 

APRA accepts EU from five former Trio directors

Anderson, Michael James

s. 262A SIS Act

4 July 2013

3 July 2017

 

APRA accepts EU from five former Trio directors

Andrews, David Ronald

s. 262A SIS Act

6 September 2011

5 September 2021

 

APRA accepts EUs from former Trio directors

Beck, Natasha

s. 262A SIS Act

1 July 2011

30 June 2015

 

APRA accepts EU from former Trio director

Byrne, John Garrett

s. 126 GI

12 July 2006

30 June 2011

 

 

Cohen, Geoffrey Arthur

s. 126 GI

19 May 2009

26 September 2015

 

APRA accepts EU from former HIH chairman

Finkelde, Keith Rex

s. 262A SIS Act

12 September 2011

11 September 2017

 

APRA accepts EU from former Trio director

Godfrey, John Alan

s. 262A SIS Act

5 March 2012

No expiry date

 

APRA accepts EU from former Trio director
Groeneveld, Kurt William s. 262 SIS Act 17 October 2013 16 April 2017
  APRA accepts EU from former Trio director
Harte, John s. 262A SIS Act 4 July 2013 3 July 2017
  APRA accepts EU from five former Trio directors

Hallinan, Terrence

s. 262A SIS Act

27 June 2013

26 June 2021

 

APRA accepts EU from five former Trio directors

Jones, Malcolm Murray

s. 126 GI

26 February 2009

27 August 2014

Two former Zurich executives accept EUs

Macolino, Lorenzo Patrick

s. 262A SIS Act

28 June 2013

27 June 2021

  APRA accepts EU from five former Trio directors
McCafferty, Kenneth Aubrey s. 262A SIS Act 16 August 2007 31 October 2017
   
McCafferty, Rodney James s. 262A SIS Act 16 August 2007 31 October 2017
   
Millhouse, David Guy s. 262A SIS Act 29 October 2013 28 October 2023
  APRA accepts EU from former Trio director

O'Bryen, David

s. 262A SIS Act

27 October 2011

26 April 2017

  APRA accepts EU from former Trio director

Phillpott, Rex John

s. 262A SIS Act

6 September 2011

5 September 2026

  APRA accepts EU from former Trio directors

Salzgeber, Florian

s. 126 GI

13 February 2009

17 October 2014

Two former Zurich executives accept EUs

Stevens, Ian Ronald

s. 262A SIS Act

31 July 2007

No expiry date

   
Trahair, Geoffrey Vincent s. 126 GI 9 February 2006 9 February 2008
   

West, Ian James

s. 262A SIS Act

17 May 2006

No expiry date

   

Entities 

Name

Section & Act

APRA Acceptance Date

Expiry Date

Enforceable Undertakings (EU)

Variations Media Releases
AXA Australia Staff Superannuation Pty Limited (ACN 065 632 206) s. 262A SIS Act 20 May 2005 Undertakings completed on 9 March 2006
   
Commonwealth Bank of Australia (ACN 123 123 124) s. 18A BA 30 April 2018 No expiry date
   

Gavex Pty Ltd (ACN 010 660 312)

s. 262A SIS Act

16 August 2007

Undertakings completed on 31 October 2017

   
Mega International Commercial Bank Co. Ltd (ARBN 79372688) s. 18A BA 24 August 2009 Undertakings completed 2 October 2012
APRA accepts EU from Mega ICBC

Realcover Insurances Pty Ltd and Real Estate Institute of New South Wales

s.126 GI

11 April 2017

No expiry date

   
Zurich Australian Insurance Limited (ABN 13 000 296 640) s. 126 GI 25 May 2005 Undertakings completed on 22 July 2010
   

Zurich Financial Services Australia Limited (ABN 11 008 423 372)

s. 126 GI

25 May 2005

Undertakings completed on 22 July 2010