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Enforceable Undertakings Register

This register lists all enforceable undertakings APRA has accepted from individuals or entities since 1 January 2005.

Individuals

A - K

Name
Section & Act
APRA Acceptance Date
Expiry Date
Enforceable Undertakings (EU)
Variations
Media Releases
Anderson, Cameron Patrick
s. 262A SIS Act
4 July 2013
3 July 2025

C Anderson

C Anderson pdf 517.33 KB
 
Anderson, Michael James
s. 262A SIS Act
4 July 2013
3 July 2017

M Anderson

M Anderson pdf 499.61 KB
 
Andrews, David Ronald
s. 262A SIS Act
6 September 2011
5 September 2021

Andrews

Andrews pdf 2.24 MB
 
Beck, Natasha
s. 262A SIS Act
1 July 2011
30 June 2015

Beck

Beck pdf 2.56 MB
 
Byrne, John Garrett
s. 126 GI
12 July 2006
30 June 2011

Byrne

Byrne pdf 401.64 KB
 
 
Cohen, Geoffrey Arthur
s. 126 GI
19 May 2009
26 September 2015

Cohen

Cohen pdf 164.13 KB
 
Finkelde, Keith Rex
s. 262A SIS Act
12 September 2011
11 September 2017

Finkelde

Finkelde pdf 2.02 MB
 
Godfrey, John Alan
s. 262A SIS Act
5 March 2012
No expiry date

Godfrey

Godfrey pdf 2.17 MB
 
Groeneveld, Kurt William s. 262 SIS Act 17 October 2013 16 April 2017

Groeneveld

Groeneveld pdf 460.77 KB
  Media Release
Harte, John s. 262A SIS Act 4 July 2013 3 July 2017

Harte

Harte pdf 633.89 KB
  Media Release
Hallinan, Terrence
s. 262A SIS Act
27 June 2013
26 June 2021

Hallinan

Hallinan pdf 555.95 KB
 
Jones, Malcolm Murray
s. 126 GI
26 February 2009
27 August 2014

Jones

Jones pdf 169.2 KB

Jones

Jones pdf 47.98 KB

L - Z

Name

Section & Act

APRA Acceptance Date

Expiry Date

Enforceable Undertakings (EU)

Variations Media Releases

Macolino, Lorenzo Patrick

s. 262A SIS Act

28 June 2013

27 June 2021

Macolino

Macolino pdf 563.34 KB
  Media Release
McCafferty, Kenneth Aubrey s. 262A SIS Act 16 August 2007 31 October 2017    
McCafferty, Rodney James s. 262A SIS Act 16 August 2007 31 October 2017    
Millhouse, David Guy s. 262A SIS Act 29 October 2013 28 October 2023

Millhouse

Millhouse pdf 528.34 KB
  Media Release

O'Bryen, David

s. 262A SIS Act

27 October 2011

26 April 2017

O'Bryen

O'Bryen pdf 2.05 MB
  Media Release

Phillpott, Rex John

s. 262A SIS Act

6 September 2011

5 September 2026

Phillpott

Phillpott pdf 2.14 MB
  Media Release

Salzgeber, Florian

s. 126 GI

13 February 2009

17 October 2014

Salzgeber

Salzgeber pdf 224.96 KB

Salzgeber

Salzgeber pdf 355.46 KB
Media Release

Stevens, Ian Ronald

s. 262A SIS Act

31 July 2007

No expiry date

Stevens

Stevens pdf 74.11 KB
   
Trahair, Geoffrey Vincent s. 126 GI 9 February 2006 9 February 2008

Trahair

Trahair pdf 708.46 KB
   

West, Ian James

s. 262A SIS Act

17 May 2006

No expiry date

West

West pdf 148.37 KB
   

Entities

A - K

Name

Section & Act

APRA Acceptance Date

Expiry Date

Enforceable Undertakings (EU)

Variations Media Releases
AXA Australia Staff Superannuation Pty Limited (ACN 065 632 206) s. 262A SIS Act 20 May 2005 Undertakings completed on 9 March 2006

AXA

AXA pdf 2.89 MB
   
Commonwealth Bank of Australia (ACN 123 123 124) s. 18A BA 30 April 2018 No expiry date

CBA

CBA pdf 249.38 KB
  Media Release

Gavex Pty Ltd (ACN 010 660 312)

s. 262A SIS Act

16 August 2007

Undertakings completed on 31 October 2017

   

L - Z

Name

Section & Act

APRA Acceptance Date

Expiry Date

Enforceable Undertakings (EU)

Variations Media Releases
Mega International Commercial Bank Co. Ltd (ARBN 79372688) s. 18A BA 24 August 2009 Undertakings completed 2 October 2012

Mega ICBC

Mega ICBC pdf 459.28 KB

Mega ICBC

Mega ICBC pdf 51.29 KB
Media Release

Realcover Insurances Pty Ltd and Real Estate Institute of New South Wales

s.126 GI

11 April 2017

No expiry date

   
Zurich Australian Insurance Limited (ABN 13 000 296 640) s. 126 GI 25 May 2005 Undertakings completed on 22 July 2010

Zurich

Zurich pdf 123.51 KB
   

Zurich Financial Services Australia Limited (ABN 11 008 423 372)

s. 126 GI

25 May 2005

Undertakings completed on 22 July 2010

Zurich

Zurich pdf 123.51 KB
   

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