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Infringement Notice Register

This register records penalties paid under infringement notices served by APRA since 1 August 2019. 

APRA has the power to serve infringement notices under the Superannuation Industry (Supervision) Act 1993 (SIS Act) and the Financial Sector (Collection of Data) Act 2001(FSCODA). 

APRA’s Infringement Notice Guidelines provide background information and general guidance on APRA’s approach to issuing infringement notices under the SIS Act and FSCODA.  

Date of payment

Name of entity Relevant Act and section Alleged conduct Penalty paid Media release
15 August 2019 Capital Finance Australia Limited Subsection 13(9) of FSCODA 335 daily offences for failure to report to APRA within the timeframes required  $703,500.00 APRA fines Westpac for failing to meet legal reporting requirements
15 August 2019 St George Finance Holdings Limited Subsection 13(9) of FSCODA 146 daily offences for failure to report to APRA within the timeframes required $306,600.00 APRA fines Westpac for failing to meet legal reporting requirements
15 August 2019 Westpac Banking Corporation Subsection 13(9) of FSCODA 234 daily offences for failure to report to APRA within the timeframes required $491,400.00 APRA fines Westpac for failing to meet legal reporting requirements