Updated: 1 September 2026
This register lists all enforceable undertakings APRA has accepted from individuals or entities since 1 January 2005.
The table below uses the following abbreviations for legislation:
| Name | Anderson, Cameron Patrick |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 4 July 2013 |
| Expiry Date | 3 July 2025 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from five former Trio directors |
| Name | Anderson, Michael James |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 4 July 2013 |
| Expiry Date | 3 July 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from five former Trio directors |
| Name | Andrews, David Ronald |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 6 September 2011 |
| Expiry Date | 5 September 2021 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EUs from former Trio directors |
| Name | Beck, Natasha |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 1 July 2011 |
| Expiry Date | 30 June 2015 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio director |
| Name | Byrne, John Garrett |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 12 July 2006 |
| Expiry Date | 30 June 2011 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Cohen, Geoffrey Arthur |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 19 May 2009 |
| Expiry Date | 26 September 2015 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former HIH chairman |
| Name | Finkelde, Keith Rex |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 12 September 2011 |
| Expiry Date | 11 September 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio director |
| Name | Godfrey, John Alan |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 5 March 2012 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio director |
| Name | Groeneveld, Kurt William |
|---|---|
| Section & Act | s. 262 SIS Act |
| APRA Acceptance Date | 17 October 2013 |
| Expiry Date | 16 April 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio director |
| Name | Harte, John |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 4 July 2013 |
| Expiry Date | 3 July 2013 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from five former Trio directors |
| Name | Hallinan, Terrence |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 27 June 2013 |
| Expiry Date | 26 June 2021 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from five former Trio directors |
| Name | Jones, Malcolm Murray |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 26 February 2009 |
| Expiry Date | 27 August 2014 |
| Enforceable Undertakings (EU) | |
| Variations | |
| Media Releases | Two former Zurich executives accept EUs |
| Name | Macolino, Lorenzo Patrick |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 28 June 2013 |
| Expiry Date | 27 June 2021 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from five former Trio directors |
| Name | McCafferty, Kenneth Aubrey |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 16 August 2007 |
| Expiry Date | 31 October 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | McCafferty, Rodney James |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 16 August 2007 |
| Expiry Date | 31 October 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Millhouse, David Guy |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 29 October 2013 |
| Expiry Date | 28 October 2023 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio director |
| Name | O'Bryen, David |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 27 October 2011 |
| Expiry Date | 26 April 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio director |
| Name | Phillpott, Rex John |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 6 September 2011 |
| Expiry Date | 5 September 2026 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio directors |
| Name | Salzgeber, Florian |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 13 February 2009 |
| Expiry Date | 17 October 2014 |
| Enforceable Undertakings (EU) | |
| Variations | |
| Media Releases | Two former Zurich executives accept EUs |
| Name | Stevens, Ian Ronald |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 31 July 2007 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Trahair, Geoffrey Vincent |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 9 February 2006 |
| Expiry Date | 9 February 2008 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | West, Ian James |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 17 May 2006 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Netwealth Superannuation Services Pty Ltd |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 17 December 2025 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts court enforceable undertaking from Netwealth |
| Name | Australia and New Zealand Banking Group Ltd |
|---|---|
| Section & Act | s. 18A BA |
| APRA Acceptance Date | 2 April 2025 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | |
| Media Releases | APRA accepts Court Enforceable Undertaking from ANZ and increases capital add-on to $1 billion |
| Name | United Super Pty Limited |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 10 February 2025 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts court enforceable undertaking from Cbus and launches investigation |
| Name | OnePath Custodians Pty Limited |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 22 July 2024 |
| Expiry Date | Undertakings completed on 1 September 2026 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA issues $10.7 million infringement notice and accepts court enforceable undertaking from OPC |
| Name | Allianz Australia Insurance Limited |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 9 March 2021 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA agrees to court enforceable undertaking from Allianz Australia |
| Name | AMP Superannuation Limited |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 16 November 2021 |
| Expiry Date | Undertakings Completed 8 May 2024 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA agrees to court enforceable undertaking from AMP Super over compliance deficiencies |
| Name | AXA Australia Staff Superannuation Pty Limited (ACN 065 632 206) |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 20 May 2005 |
| Expiry Date | Undertakings completed on 9 March 2006 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Bank of Queensland Limited |
|---|---|
| Section & Act | s. 18A BA |
| APRA Acceptance Date | 30 May 2023 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA agrees to court enforceable undertaking from Bank of Queensland |
| Name | Commonwealth Bank of Australia (ACN 123 123 124) |
|---|---|
| Section & Act | s. 18A BA |
| APRA Acceptance Date | 30 April 2018 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Gavex Pty Ltd (ACN 010 660 312) |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 16 August 2007 |
| Expiry Date | Undertakings completed on 31 October 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Mega International Commercial Bank Co. Ltd (ARBN 79372688) |
|---|---|
| Section & Act | s. 18A BA |
| APRA Acceptance Date | 24 August 2009 |
| Expiry Date | Undertakings completed 2 October 2012 |
| Enforceable Undertakings (EU) | |
| Variations | |
| Media Releases | APRA accepts EU from Mega ICBC |
| Name | Realcover Insurances Pty Ltd and Real Estate Institute of New South Wales |
|---|---|
| Section & Act | s.126 GI |
| APRA Acceptance Date | 11 April 2017 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Westpac Banking Corporation (ACN 007 457 141) |
|---|---|
| Section & Act | s. 18A BA |
| APRA Acceptance Date | 3 December 2020 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA agrees to Enforceable Undertaking from Westpac to address risk governance weaknesses |
| Name | Zurich Australian Insurance Limited (ABN 13 000 296 640) |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 25 May 2005 |
| Expiry Date | Undertakings completed on 22 July 2010 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Zurich Financial Services Australia Limited (ABN 11 008 423 372) |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 25 May 2005 |
| Expiry Date | Undertakings completed on 22 July 2010 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
Learn more about our core functions and how APRA regulates industries.
The Australian Prudential Regulation Authority (APRA) is the prudential regulator of the financial services industry. It oversees banks, mutuals, general insurance and reinsurance companies, life insurance, private health insurers, friendly societies, and most members of the superannuation industry. APRA currently supervises institutions holding around $10.6 trillion in assets for Australian depositors, policyholders and superannuation fund members.
