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ARCHIVED CONTENT

Archived letters, notes and other advices for ADIs

17/12/2010 Letter to ADIs: Basel III reform package released
14/12/2010 Letter to ADIs: Clarification of application of Prudential Standard APS 210 Liquidity (APS 210)
10/12/2010 Letter to ADIs: Regulatory capital treatment for securitisation
15/11/2010 Letter to ADIs: Outsourcing and offshoring - Specific considerations when using cloud computing services

04/11/2010

Letter to ADIs: Self-assessment against BBS revised sound principles for liquidity risk management

07/10/2010

Letter to ADIs: Consultation on adjustments to the Basel II Enhancements Package

17/09/2010

Letter to ADIs: Reforms to global minimum capital standards announced

01/09/2010

Letter to regulated entities: Parent entity financial statements – ongoing APRA Reporting

26/08/2010

Letter to ADIs: Regulatory capital treatment for securitisation

25/08/2010

Letter to ADIs: Sanctions against Iran
05/08/2010 Letter to ADIs: Proposals to strengthen the resilience of the banking sector
03/08/2010 Sanctions against Iran

21/07/2010

Letter to ADIs: Sanctions against Iran

05/07/2010 Letter to ADIs: Treatment of Reverse Mortgages and Shared Equity Mortgages
21/06/2010​
14/01/2010​ Letter to ADIs: Non-innovative Tier 1 capital instruments
18/12/2009​ Letter to ADIs: Proposals to strengthen the resilience of the banking sector
04/11/2009​ Letter to ADIs: ADIs accredited to use the internal ratings-based (IRB) approach to credit risk
15/07/2009​
Letter to ADIs: Enhancements to the Basel II Capital Framework
​June 2009 ​Letter to Editor: APRA has published on its website a letter submitted to The Australian after it published a story containing numerous inaccuracies PDF | HTML
11/06/2009​
Letter to ADIs: Sanctions against Yugoslavia
28/05/2009 ​ Letter to ADIs: Incorporating Pandemic Risk into an Advanced Measurement Approach for Operational Risk Management
08/04/2009​ Letter to ADIs: Securitisation and Funds Management
19/03/2009​ Letter to ADIs and their auditors: Use of Fair value and Reclassification of Financial Assets
18/03/2009​ Letter to all CEOs: Survey of APRA-regulated Institutions and Other Stakeholders
16/01/2009​
Letter to ADIs: Liquidity Management
24/12/2008​ Letter to ADIs: Sanctions against Zimbabwe
24/11/2008​ Letter to ADIs: Capital Requirements for Government Guaranteed Debt instruments
22/10/2008​ Letter to ADIs: Sanctions against Burma
16/10/2008​ Letter to ADIs: Sanctions against Iran
​July 2008 Information Paper: ​The Utilisation of Internal Loss Data in the Measurement and Management of Operational Risk in Australian AMA Banks PDF | HTML
10/07/2008​ Letter to ADIs: Sanctions against Yugoslavia
22/05/2008​ Letter to ADIs: Application of APS 310
​April 2008 ​Information Paper: Developing Business Environment and Internal Control Factors for Operational Risk Measurement and Management PDF | HTML
29/04/2008 ​ Letter to ADIs: Covered Bonds
13/03/2008 ​ Letter to ADIs: Contingent Liquidity Securitisation Letter to all ADIs
30/11/2007​ Letter to ADIs: Deferral of new funds management prudential standard
​November 2007 ​Information Paper: A Review of Correction Techniques for Inherent Biases in External Operational Risk Loss Data PDF | HTML
25/10/2007​ Letter to ADIs: Financial Sanctions Against Burma
11/10/2007​ Letter to ADIs: Financial Sanctions Against Yugoslavia
​September 2007 ​Information Paper: Applying a Structured Approach to Operational Risk Scenario Analysis in Australia PDF | HTML
21/06/2007​ Letter to ADIs: Financial Sanctions Against Zimbabwe - Updated Annex
24/05/2007 ​ Letter to ADIs: AGS 1008 Audit Implications of Prudential Reporting for Authorised Deposit-taking Institutions (ADIs)
09/05/2007 ​ Letter to ADIs: The purported Federal State Bank of Australia
23/03/2007​
Letter to AMA/IRB Applicant ADIs: Data management
20/03/2007​ Letter to ADIs: APS 112 Capital Adequacy Credit Risk and AGN 112.1 Attachment C
​February 2007 ​Information release: APRA ASIC Working Group Status Report ​PDF | HTML
22/12/2006​ Letter to ADIs: APS 222 Associations with Related Entities
​October 2006 ​Information Paper: Pandemic Planning PDF | HTML
​October 2006 ​IMF Country Report: Australia: 2006 Article IV Consultation - Staff Report; and Publication Information Notice on the Executive Board discussion
​October 2006 ​Financial Sector Assessment Program (FSAP): Australia - Supporting Materials for Assessment Against the Basel Core Principles - IMF Financial Sector Assessment Program PDF | HTML
​October 2006 ​Financial Sector Assessment Program (FSAP): Australia - Detailed Assessment of Observance of Standards and Codes
​September 2006 IMF - Financial System Stability Assessment
27/09/2006​ Letter to ADIs: Financial Sanctions
07/04/2006​ Letter to ADIs: Financial Sanctions - Updated Annex
06/03/2006​ Prudential Treatment of Capitalised Software Costs
01/02/2006​ Warning from Central Bank of Belize
19/12/2005​ Letter to ADIs: Financial Sanctions
15/11/2005​ Letter to ADIs: Reverse Mortgage
​May 2005 ​Survey results: Residential Valuation Practices by ADIs and LMIs
11/04/2005​ Australian discretions for the internal ratings-based (IRB) approach to credit risk and securitisation
28/02/2005​ Letter to ADIs: Review Process for Capital Instruments
16/09/2004 Letter to ADIs: Changes to the Risk-Weighting of Residential Mortgage Lending – AGN 112.1 Attachment C
02/09/2004 Implementation of Basel II in Australia
26/08/2004 Emerging Threats to Internet Banking
29/07/2004 APRA’s approach to International Financial Reporting Standards
11/06/2004

Proposed Changes to the Risk-Weighting of Residential Mortgage Lending

Guidance Note AGN 112.1 - Risk-Weighted On-Balance Sheet Credit Exposures

19/05/2004

Level 3 Capital Adequacy Assessment Process

05/04/2004

Treatment of Tier 1 Capital Instruments

04/12/2003

Survey on The Adoption of International Accounting Standards

04/09/2003

Revision to ADI Guidance Note: AGN 112.4 – Treatment of Credit Derivatives in the Banking Book

26/06/2003

Questions and answers relating to the implementation of new prudential requirements for ADI conglomerate groups

25/06/2003

Proposed regulatory accounting treatment

23/06/2003

Implementation of the New Basel Capital Accord

​May 2003 ​Technical Paper: Interest Rate Risk in the Banking Book PDF | HTML
​January 2003 ​Report on Broker-originated Lending: Results of a Survey of Authorised Deposit-taking Institutions Undertaken by the Australian Prudential Regulation Authority
27/11/2002

APRA releases new ADI Standards (APS 110, APS 111, APS 221 & APS 222)

22/11/2002 Impaired Assets Letter (Revised AGN 220.1 and AGN 220.3)
​April 2001 Information Paper: Core Principles for Effective Banking Supervision- Self Assessment for Australia
​March 2000 ​​Information Paper: APRA's Policy Reform Program PDF | HTML
October 1999 Submission to the Basel Committee on Banking Supervision: Credit Risk Modelling: Current Practices and Applications PDF | HTML

 

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