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Other information for superannuation entities

Letters, notes and advice issued to Superannuation entities​ ​

​Date

​Publication
​3/11/2016 Letter to RSE licensees: Governance arrangements for RSE licensees - Update
31/10/2016​ ​​Letter to RSE licensees: Information Security PDF
September 2016 ​​Information Paper: 2015/16 Cyber Security Survey Results PDF
25/08/2016 ​​Letter to Superannuation industry: 30 June 2016 annual SRF 703.0 Fees Disclosed reporting exemption PDF | HTML
22/08/2016 ​Letter to all APRA-regulated institutions other than private health insurers: Margining and risk mitigation for non-centrally cleared derivatives PDF​
​​18/04/2016 ​Letter to RSE licensees: Joint ATO/APRA - Superstream PDF | HTML
08/04/2016​

​Trio investigation report:

  • Trio investigation report PDF
  • Important lessons for trustees arising from APRA’s Trio Capital Ltd investigation PDF
​​21/03/2016 ​Letter to Superannuation Industry (superannuation reporting information)  PDF
18/12/2015​ ​​Letter to RSE licensees: Outcomes of consultation – Governance arrangements for RSE licensees PDF
15/12/2015​ ​Letter to RSE licensees: Revisions to superannuation reporting standards PDF
​​31/07/2015 ​Letter to RSE licensees: Revisions to superannuation reporting standards PDF
23/07/2015​ ​Letter to RSE licensees: Information to assist with APRA reporting PDF
06/07/2015 Outsourcing involving shared computing services (including cloud):
  • ​Letter to RSE licensees PDF
  • Information Paper PDF
26/06/2015 ​Letter to RSE licensees: Governance requirements - proposed amendments PDF
​​25/06/2015 ​Letter to RSE licensees: Revisions to Superannuation Reporting Standards PDF 
​09/06/2015​ ​Letter to RSE licensees: Joint ATO/APRA - Superstream PDF
​26/03/2015 ​Letter to RSE licensees: Important superannuation reporting information HTML
19/03/2015​ ​Letter to RSE licensees: Managing conflicts of interest in Superannuation PDF
​04/03/2015 ​Letter to RSE licensees: Survey of APRA-regulated institutions and other stakeholders PDF
​18/02/2015 ​Letter to all ADIs, general insurers, life companies and RSE licensees: Regulatory cost savings - clarification of fit and proper requirements PDF
30/01/2015​ ​Letter to RSE Licensees: Superannuation dual-regulated entities PDF
22/12/2014​ ​Letter to RSE licensees: SRS 711.0 SuperStream Benchmarking Measures - revised version PDF
27/11/2014​ ​Letter to RSE licensees: Publication of superannuation statistics PDF
01/10/2014​ ​Letter to RSE licensees: Publication of superannuation statistics and confidentiality of superannuation data
PDF
01/10/2014 Letter to RSE licensees: SPS 220 Risk Management Declaration | HTML
20/06/2014​​ ​Letter RSE licensees: Consequential changes to five annual and ad hoc reporting standards (SRS 001.0, SRS 330.1, SRS 330.2, SRS 800.0 and SRS 801.0) and two quarterly reporting standards (SRS 530.0 and SRS 532.0) PDF
28/05/2014 ​Joint ATO and APRA letter to RSE licensees: Trustee responsibilities arising from certain SuperStream related measures PDF
​27/05/2014 ​Letter to RSE licensees: SRS 711.0 SuperStream Benchmarking Measures - deferral of commencement date PDF 
5/03/2014​ ​Letter to RSE licensees: Minor revisions to final reporting standards for superannuation (SRS 320.0, SRS 330.0, SRS 520.0, SRS 530.1, SRS 533.0, SRS 702.0) PDF
​​1/03/2014 ​Letter to RSE licensees: Revisions to quarterly due dates for reporting standards for superannuation (SRS 160.1, SRS 320.0, SRS 330.0, SRS 410.0, SRS 530.0, SRS 530.1, SRS 531.0, SRS 532.0, SRS 533.0 and SRS 702.0) PDF
​05/02/2014 ​Letter to RSE licensees: Proposed modification declaration - self insurance - r. 4.07E(8) PDF
​01/01/2014 ​Letter to RSE licensees: Default contributions in the MySuper environment from 1 January 2014 PDF
​15/11/2013 ​Letter to RSE licensees: Default contributions in the MySuper environment from 1 January 2014 PDF
​​23/09/2013 ​APRA letter to RSE licensees: Extended due date for first quarterly submission of SRS 702.0 PDF
28/06/2013​ ​APRA letter to RSE licensees - Remaining Final Prudential Standards for Superannuation PDF
​​06/06/2013 ​Letter to RSE licensees - Final reporting standards for superannuation PDF
​24/05/2013 ​APRA letter to industry - Preliminary response to consultation PDF 
22/04/2013​​ ​APRA letter to RSE licensees- Trustee responsibilities PDF
​15/03/2013​ ​Letter to RSE licensees: ATO and APRA - SuperStream PDF
​​05/03/2013 ​Letter to RSE licensees: Survey of APRA-regulated institutions and other stakeholders​ PDF
13/07/2012​ ​Letter to RSE licensees: Superannuation Fund Data Integrity PDF
​04/04/2012​ ​Letter to RSE licensees: Response to Submissions on Superannuation PPGs: Contribution and Benefit Accrual Standards and Payment Standards PDF
​15/11/2011 ​Letter to RSE licensees: Arrangements between RSE licensees and Fund Promoters PDF
11/11/2011​ ​Letter to Industry: Publication of non-confidential submissions on APRA's website PDF
​04/10/2011​ ​Letter ADIs and RSE licensees: Important changes to administration of early release of superannuation benefits on specified compassionate grounds PDF 
28/02/2011​​ ​Letter to RSE licensees: Survey of APRA-regulated institutions and other stakeholders PDF
28/02/2011​​​ ​Letter to RSE licensees: Operational and governance risk issues to consider when implementing change PDF 
​​2011 Letter to Superannuation trustees: ​Information on the Financial Assistance Levy 2010-2011
​15/11/2010​ ​Letter to trustees: Outsourcing and offshoring - Specific considerations when using cloud computing services PDF
​28/10/2010​ ​Letter to trustees: Managing the risks of rollovers and transfers to SMSFs PDF
04/08/2010​ ​Letter to trustees: Valuation of unlisted assets - Industry Alert PDF
29/06/2010​​ ​Letter to trustees: Investment Risk Description - guidance on the labelling of superannuation investment options PDF
​05/05/2010​ ​Letter to trustees: Fraud Alert - SMSF Identify Fraud and Theft of Superannuation Benefits PDF
​05/02/2010​ ​Letter to trustees: Update - Managing the Risk of the Illegal Early Release of Superannuation Benefits PDF
​2010 ​Article: Hedge fund investment by superannuation funds in the Alternative Investment Management Association journal (AIMA) by Craig Roodt, Senior Risk Specialist, Australian Prudential Regulation Authority (APRA)
29/07/2009​ ​Letter to industry associations: Superannuation and illiquid investments PDF (Attachment - word version)​
26/05/2009 Letter to Editor: APRA has published on its website a letter submitted to The Australian last week after it published a story containing inaccuracies 
​16/04/2009​ ​Letter to trustees: Valuation of unlisted assets - General Principles for trustees PDF
​ 11/12/2008 ​Letter to Trustees: Early release of superannuation on specified compassionate grounds
​February 2007 Information release: APRA ASIC Working Group Status Report
​October 2006 ​Information Paper: Pandemic Planning
​June 2006 ​Information Paper: Trustee Liability Insurance
​May 2003 ​Technical Paper: APRA review of unit pricing practices

 March 2000

​Information Paper: APRA's Policy Reform Program