Discussion papers  

• Implementation of the Basel II Capital Framework 10. Supervisory Review Process  (12 September 2007)
• Implementation of the Basel II Capital Framework 9. Reporting requirements (5 September 2007)
• Implementation of the Basel II Capital Framework 8. Market risk  (2 August 2007)
• Implementation of the Basel II Capital Framework 7. Market Disclosure (6 June 2007)
• Implementation of the Basel II Capital Framework 6. Securitisation and the standardised approach to credit derivatives in the banking book (13 November 2006)
• Implementation of the Basel II Capital Framework 5. Interest rate risk in the banking book (30 March 2006)
• Implementation of the Basel II Capital Framework 4. Advanced measurement approaches to operational risk (4 October 2005)
• Implementation of the Basel II Capital Framework 3. Internal ratings-based approach to credit risk (28 July 2005)
• Implementation of the Basel II Capital Framework 2. Standardised approach to operational risk (28 July 2005)
• Implementation of the Basel II Capital Framework 1. Standardised approach to credit risk (April 2005)

Response papers 

• Implementation of the Basel II Capital Framework 6. Basel II Reporting Requirements - Response to Submissions (6 February 2008)
• Implementation of the Basel II Capital Framework 5. Basel II Prudential Standards (30 November 2007)
• Implementation of the Basel II Capital Framework 4. Standardised approaches to credit risk and operational risk - Response to submissions (31 July 2007) 
• Implementation of the Basel II Capital Framework 3. Securitisation - Response to submissions (11 July 2007)
• Implementation of the Basel II Capital Framework 2. Advanced approaches to credit risk, operational risk and interest rate risk in the banking book - Response to submissions  (13 June 2007)
• Implementation of the Basel II Capital Framework 1. Advanced measurement approaches to operational risk - Response to submissions (11 October 2006)

Information paper

• Implementation of the Basel II Capital Framework - Supervisory Review Process (21 December 2007)

Other releases*

• Letter to ADIs - identification of income producing real estate for ADIs accredited for the IRB approach to Credit Risk (October 2009)
• Letter to IRB/AMA Accredited ADIs - Clarification of Basel II Prudential Standards for ADIs with IRB/AMA Accreditation (24 April 2008)
• Letter to IRB accredited ADIs - Basel II: Application of the IRB Scaling Factor (11 April 2008)
• Guidelines on Recognition of an External Credit Assessment Institution (30 November 2007)
• Terms of Engagement with Reserve Bank of New Zealand (17 March 2005)
• Australian discretions for the internal ratings-based (IRB) approach to credit risk and securitisation 
• Letter to ADIs 2/9/04 Implementation of Basel II in Australia (2 September 2004)
• Letter to ADIs 23/6/03 Implementation of the new Basel Capital Accord (23 June 2003)
  

Prudential standards*

These prudential standards are also located on the ADI prudential standards page.

• APS 110 Capital Adequacy
  
  
• APS 111 Capital Adequacy: Measurement of Capital
  
  
• APS 112 Capital Adequacy: Standardised Approach to Credit Risk
  
  
• APS 113 Capital Adequacy: Internal Ratings-based Approach to Credit Risk
  
  
• APS 114 Capital Adequacy: Standardised Approach to Operational Risk
  
  
• APS 115 Capital Adequacy: Advanced Measurement Approaches to Operational Risk
  
  
• APS 116 Capital Adequacy: Market Risk
  
  
• APS 117 Capital Adequacy: Interest Rate Risk in the Banking Book (Advanced ADIs)
  
  
• APS 120 Securitisation
  
  
• APS 150 Capital Adequacy: Basel II Transition (Advanced ADIs)
  
  
• APS 330 Capital Adequacy: Public Disclosure of Prudential Information

Prudential practice guides*

These prudential practice guides are also located on the ADI prudential practice guides page.

• APG 112 - Standardised Approach to Credit Risk
  
  
• APG 113 - Internal Ratings-based Approach to Credit Risk
  
  
• APG 114 - Standardised Approach to Operational Risk
  
  
• APG 115 - Advanced Measurement Approaches to Operational Risk
  
  
• APG 116 - Market Risk  
  
  
• APG 117 - Interest Rate Risk in the Banking Book
  
  
• APG 120 - Securitisation 

Reporting standards, forms and instructions*

• Reporting standards
  
  
• Reporting forms and instructions   

* To access draft prudential standards, guidance notes, prudential practice guides and guidelines click here.

* To access draft reporting standards click here.

* To acess draft reporting forms and instructions click here.

Speeches

• Basel II - Benefiting from improved risk management and corporate governance - Australian Bankers' Association, Bankers Regulation Forum 
• Meeting the challenges of the implementation of Basel II - Risk Management Australia 2007 conference
• Update on Basel II - Speech to the Finance and Treasury Association - 19th Annual Congress 2006
• Basel II – Observations from Down Under - John Laker (Thursday, 06 April 2006) - Second Annual Conference on the Future of Financial Regulation London School of Economics
• The Changing Banking Environment - Bernie Egan (Wednesday, 23 November 2005) - Speech given to the Asia Pacific Loan Market Association Australian Branch
• The Basel II Framework – Some thoughts on Pillar 2 - John Laker (Wednesday, 28 September 2005) Basel II Symposium, Economic Society of Australia - Melbourne
• Basel II changes and operational risk – Bernie Egan (Thursday 5 May 2005) - Speech given at the Enterprise-wide Risk Management Conference May 2005 2004
• Basel and beyond – Bernie Egan (Thursday 21 October 2004) - 2004 ISDA Regional Member Conference
• APRA update: Basel II implementation in Australia – Bernie Egan (Tuesday 14 September 2004) - The Australian Financial Review’s 5th BankTech Conference 2003
• Basel II in the Australian context – Charles Littrell (Friday 17 October 2003) - Speech at CEDA, Sydney
• Monitoring risk in the financial system – Bernie Egan (Tuesday 2 September 2003) - The Australian Financial Review’s 4th BankTech Conference
• Basel II – Bernie Egan (Sunday 3 August 2003) - Australasian Institute of Banking and Finance and University of Western Sydney Conference, Sydney